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7 Feb 2007, 4:17 am
S.& P. also agreed to buy Goldman's Sector and Technology [...] [read post]
11 Sep 2008, 6:04 pm
The SEC announced on September 11, 2008, that it sanctioned LPL Financial for violations of Regulation S-P. [read post]
6 Feb 2013, 5:00 am by Doug Cornelius
Sources: Complaint against S&P (.pdf) Justice Department Faces Uphill Battle in Proving S. [read post]
10 Nov 2010, 6:17 am by Jeff Shieh
  The outline below highlights some of the advantages of each factor that help shape P&G’s patent strategy. [read post]
17 May 2024, 6:31 am
Today, the Commission is considering amendments to Regulation S-P that will require covered firms to notify their customers of data breaches. [read post]
17 May 2024, 6:31 am
Today, the Commission is considering amendments to Regulation S-P that will require covered firms to notify their customers of data breaches. [read post]
7 Oct 2019, 7:00 am by Kim Hegwood
The post R-E-S-P-E-C-T Her Wishes appeared first on Hegwood Law Group. [read post]
10 Apr 2009, 2:27 pm
Standard & Poor, the people who rate the credit status of corporations, has cut GM's rating deeper into junk value because its assets are shrinking, sales are light and debt is not being reduced, according to S&P.Although S&P predicts that a version of GM would be able to survive bankruptcy, the talk of it is becoming more frequent and more insistent, even inside GM itself. [read post]
7 Feb 2013, 5:06 pm by Mark Astarita
Fro the Securities Law Professor Blog -DOJ Sues S&P Alleging Fraudulent Credit Ratings [read post]
16 Mar 2017, 3:28 pm
 Since it's a high-profile dispute the parties have long fought outside court as well.Which is why I'm happy to identify Jason P. as Jason Patric. [read post]
15 Mar 2023, 8:35 am by Mark Astarita
The Securities and Exchange Commission today proposed amendments to Regulation S-P that would enhance the protection of customer information by, among other things, requiring broker-dealers, investment companies, registered investment advisers, and…Read the Full Press ReleaseHave a securities law question? [read post]
5 Aug 2011, 6:24 pm by By MICHAEL J. DE LA MERCED
Standard & Poor's said it cut the United States' credit rating to AA+ from AAA because the recent deal to raise the debt ceiling failed to address the country's mounting obligations. [read post]
8 Aug 2011, 4:22 pm by Josh Sturtevant
To see the document that caused all of the fuss, visit S&P's website here. [read post]
30 Apr 2019, 6:57 am by Patricia Klusmeyer
The SEC’s Office of Compliance Inspections and Examinations recently conducted examinations of privacy notices and safeguarding policies of SEC-registered investment advisers and broker-dealers adopted pursuant to Regulation S-P. [read post]